regulatory compliance (investment banking) in Kuala Lumpur

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job details

kuala lumpur, wilayah persekutuan
job category
banking & financial services
job type
reference number
queenie yeoh, randstad
603 2036 7566
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job description

about the company
The company you will be working for one of the most preferred banks in Malaysia.

about the company

Our client is looking for a regulatory compliance person to join their team and to liaise closely with regulators

about the job

Compliance officers set and reflect the ethical standards and integrity of a corporate culture. Your responsibilities are:

  • You will assist in the promotion of compliance with the laws and regulations and parent bank's requirements and regulatory compliance within the Bank.
  • Provide professional monitoring and review on compliance plan/program
  • ensure effective manage of compliance risk
  • Be the compliance advisor on all applicable laws and regulations and be the liaison with the regulators as necessary

skills and experience required
the aspiring candidate should possess:

  • Degree or Professional qualification
  • Possess a minimum of 5 years’ experience in Compliance in financial services industry
  • Sound knowledge or experience of relevant Bursa, Bank Negara Malaysia and Securities Commission regulations
  • Proactive in identifying regulatory compliance issues or developing appropriate and constructive recommendation and solutions.

how to apply

To apply online, please click on the appropriate link.

Alternatively, please contact Queenie Yeoh on or 03 2036 7566.


regulatory compliance, banking, financial services, Equity Derivatives