deputy director, risk & compliance in Kuala Lumpur

pui yi sum, randstad
job type
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job details

kuala lumpur, wilayah persekutuan
banking & financial services
job type
working hours
15 years
reference number
pui yi sum, randstad
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job description

A top-tier financial institution in KL is looking for an experienced Risk & Compliance professional to join their team.

about the role

You will be responsible in providing tactical advice and direction to the Board of Directors, relevant Board Committees such as Board Rules Committee and Audit and Risk Committee, senior management and business teams to ensure that the business are meeting regulators’ and shareholder’s expectations.

This includes overseeing the implementation of an enterprise risk management as well as compliance framework for the organisation and promoting the compliance of the rules, procedures and standards published by the organisation for its participants or clients.

key responsibilities

  • Oversees and leads in the implementation of an Enterprise Risk Management Framework for the organisation and ensures risk identification, assessment, processes and tools are effective, comprehensive and consistently applied.
  • Develops and review risk management policies and governance and guides the business teams in their application.
  • Implements a set of risk reports, systems and monitoring mechanism, including losses and incidents and key risk and control indicators.
  • Coordinates business and regulatory specific compliance reviews, routine checks and approvals.
  • Implements a monitoring and reporting mechanism to check the organisation’s own compliance as well as participants’ compliance with prescribed regulations, rules and standards.
  • Develops and cultivates an effective compliance culture in the organisation and amongst the participants to the organisation’s services.

skills & requirements

  • Bachelor’s Degree in Law, Risk Management, Accounting, Information Technology or its equivalent.
  • Minimum 15 years of working experiences in risk management and compliance/audit in a banking or IT related environment
  • Punctual and reliable, with good time management skills.
  • Able to work independently under minimum supervision.

how to apply
To apply online, please click on the link below. Alternatively, please contact Pui Yi at 03 2036 7566 for further details.





educational requirements

Bachelor Degree