regulatory compliance surveillance manager in Kuala Lumpur

jay kumari nandha kumar, randstad
job type
RM 5,000 - RM 9,000 per month
apply now

job details

kuala lumpur, wilayah persekutuan
banking & financial services
job type
working hours
RM 5,000 - RM 9,000 per month
reference number
jay kumari nandha kumar, randstad
03 2036 7570
apply now

job description

about the company

Whether you want a career that could take you to the top, or simply take you in an exciting new direction, client offers opportunities, support and rewards that will take you further - Client is a well established global bank

about the role

  • As part of the onshore surveillance team, review and investigate alerts which have been escalated from level one (offshore) review teams.
  • Escalate regulatory breaches to business and Compliance Senior Management in order that appropriate action can be undertaken to rectify.
  • Contribute to team development, effectiveness and success by sharing knowledge and good practice, working collaboratively with others to create a productive, diverse and supportive working environment
  • Identify potential new forms of staff or counterparty misconduct.
  • Ensure that all alerts are satisfactorily escalated and resolved.
  • Escalate, as appropriate, any material findings or incidents of misconduct highlighted by these investigations.

skills & experience

  • Educated to degree level.
  • Strong report writing skills.
  • Ability to handle escalated issues and take these forward with Senior Management.
  • Compliance monitoring experience and expertise is highly desired.
  • A sound understanding of local regulation particularly in relation to the rules relevant to trading and sales activities.

culture & benefits

Successful candidates can expect an attractive and competitive remuneration package based on qualifications and experience together with other benefits alongside with career advancement opportunities which shall commensurate with efforts and contributions.

to apply

To apply online please click the 'Apply' button below. For a confidential discussion about this role, please contact Jay Kumari at +603 2036 7570


compliance monitoring, investigations, regulations


no additional qualifications required

educational requirements

Bachelor Degree