Job Description:
As a Stockbroking Operations Manager, you will be responsible for overseeing all operational aspects for our KL branch. You will play a critical role in ensuring the smooth execution of trading, managing trading risk and margin risk, onboarding and customer relationship management, and leading an operations team.
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Responsibilities:
• Manage and lead a team of operations staff, providing guidance, support, and mentorship to ensure high performance and productivity.
• Oversee the day-to-day operations of the stockbroking division, including trade execution, settlement, reconciliation, and reporting.
• Develop and implement operational policies, procedures, and controls to mitigate risk and ensure compliance with regulatory requirements.
• Stay informed about industry trends, regulatory changes, and best practices in stockbroking operations, and ensure that the team remains up-to-date and compliant.
• Act as a point of contact for client inquiries and escalations related to operational matters, providing timely and effective resolution.
Qualifications
• Diploma or Bachelor's degree in finance, business administration, or a related field.
• At least 7 years experience in stockbroking operations or a similar role within the financial services industry, with a strong understanding of trade lifecycle, risk management, settlement processes, and regulatory requirements.
• Previous experience in a managerial or supervisory capacity, with demonstrated leadership skills and the ability to motivate and develop a team.
• Detail-oriented with a focus on accuracy and quality, and the ability to manage multiple tasks and priorities in a fast-paced environment.
• Strong communication and interpersonal skills, with the ability to collaborate effectively with colleagues at all levels and communicate complex concepts clearly and concisely
If you are keen on this role, do apply via this link or reach out to bryant at 0164140218
show more
Job Description:
As a Stockbroking Operations Manager, you will be responsible for overseeing all operational aspects for our KL branch. You will play a critical role in ensuring the smooth execution of trading, managing trading risk and margin risk, onboarding and customer relationship management, and leading an operations team.
Responsibilities:
• Manage and lead a team of operations staff, providing guidance, support, and mentorship to ensure high performance and productivity.
• Oversee the day-to-day operations of the stockbroking division, including trade execution, settlement, reconciliation, and reporting.
• Develop and implement operational policies, procedures, and controls to mitigate risk and ensure compliance with regulatory requirements.
• Stay informed about industry trends, regulatory changes, and best practices in stockbroking operations, and ensure that the team remains up-to-date and compliant.
• Act as a point of contact for client inquiries and escalations related to operational matters, providing timely and effective resolution.
Qualifications
• Diploma or Bachelor's degree in finance, business administration, or a related field.
...
• At least 7 years experience in stockbroking operations or a similar role within the financial services industry, with a strong understanding of trade lifecycle, risk management, settlement processes, and regulatory requirements.
• Previous experience in a managerial or supervisory capacity, with demonstrated leadership skills and the ability to motivate and develop a team.
• Detail-oriented with a focus on accuracy and quality, and the ability to manage multiple tasks and priorities in a fast-paced environment.
• Strong communication and interpersonal skills, with the ability to collaborate effectively with colleagues at all levels and communicate complex concepts clearly and concisely
If you are keen on this role, do apply via this link or reach out to bryant at 0164140218
show more